Insight Search Search Submit Sort by: Relevance Date Search Sort by RelevanceDate Order AscDesc Whitepaper December 2, 2021 Buy Now, Pay Later...and Gear Up for More Regulation First there were layaways. Conjured during the Great Depression when people were struggling to make ends meet, layaways allowed people to buy big-ticket items and pay in installments before walking away with their product. Layaways were especially popular around the holidays when many people reserved all their gifts in advance and started saving for them through a layaway programme. Then came the… Whitepaper July 18, 2019 Beschwerdemanagement Nach BaFin-Rundschreiben 06/2018 „Mindestanforderungen an das Beschwerdemanagement“ IHRE AUSGANGSSITUATION Verfügt Ihr Institut bereits über eine zentrale Beschwerdemanagementfunktion, die umfangreich in die prozessualen Abläufe Ihres Unternehmens eingebunden ist? Als CRR-Kreditinstitut, Kapitalverwaltungsgesellschaft, Zahlungsinstitut oder E-Geld-Institut sind Sie aufgrund des BaFin… Podcast August 13, 2022 Podcast | Focusing on ESG Planning and Strategy Nachhaltigkeit / ESG gewinnt weltweit an Relevanz und gilt heute als eine der Prioritäten für viele Unternehmen. Das ESG-Programm und dazugehörige Aktivitäten benötigen Strategie und Planung, denn Nachhaltigkeit kann nicht als ein Nebenthema angegangen werden. In dieser Folge von Board Perspectives sind Ellen Holder und Britta Sadoun von Protiviti unsere Gäste. Sie sprechen über die… Whitepaper August 19, 2020 Protiviti Process Mining: Die Controls Assurance App Datengestützte Kontrolldurchführung, -prüfung und -überwachung für IKS und die Interne Revision der Zukunft. Stellen Sie sich vor… Sie könnten anhand der Daten Ihrer IT-Systeme zeigen, wie Prozesse tatsächlich funktionieren und automatisiert Abweichungen von gewünschten Prozessen, Kontrollversagen, Mängel im Kontrolldesign oder operationelle Ineffektivität erkennen. Und so geht’s: Mit der… Podcast May 6, 2021 Podcast | The Next Generation Internal Audit Journey needs to begin now A global pandemic which continues to affect different organisations in different ways around the world. The growing number of stakeholders in an organisation with an internal audit needs to partner. Newsletter April 15, 2022 Ensuring Technology Fluency in the Boardroom Every company is a technology company today. With business and technology inextricably intertwined, directors need to possess sufficient knowledge of technology issues to execute their duty of care responsibilities. Research indicates there is a financial performance payback from a technology-savvy board. An analysis of the boards of U.S.-listed companies determined that companies with boards of… Newsletter April 20, 2020 Compliance Insights - April 2020 Your monthly compliance news roundupOCC Reinforces Third-Party Risk Management ExpectationsRegulatory expectations related to third-party relationships have evolved considerably since 2013, when the Federal Reserve Board and Office of the Comptroller of the Currency (OCC) issued prescriptive guidances SR 13-19 and OCC 2013-29, respectively. To account for this evolution, the OCC… Flash Report May 4, 2020 Treasury Department Continues to Issue Guidelines for Small Business Paycheck Protection Program The Coronavirus Aid, Relief, and Economic Security (CARES) Act that was signed into law on March 27, 2020, offers a lifeline to small businesses and sole proprietors (generally those with 500 or fewer employees) in the form of the Paycheck Protection Programme (PPP) administered by the U.S. Small Business Administration (SBA). This programme initially authorized $349 billion in… Newsletter February 16, 2022 The Top Risks for the Next Decade: A Global Perspective Our global survey of C-level executives and directors regarding their views on macroeconomic, strategic and operational risks highlights a disruptive risk landscape over the next decade through 2031. In the attached pdf, we rank the highest-rated risk themes in order of priority to provide a context for understanding the most critical uncertainties companies face looking forward over… Podcast July 25, 2022 Podcast | Risky Women: Compliance Priorities for 2022 To kick off our 2022 Risky Women Radio podcast series, Kimberley Cole speaks with Senior Risk and Compliance Leaders at Protiviti, Carol Beaumier and Bernadine Reese about financial services industry compliance priorities for 2022. Carol Beaumier is a Senior Managing Director in Protiviti’s Risk and Compliance practice and oversees the firm’s Asia-Pac Financial Services Practice. Prior to… Load More
